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Miami-based attorneys join BurgherGray

Miami-based attorneys join BurgherGray

BurgherGray is proud to announce that four former CKR Law partners have joined the firm, immediately giving it a physical presence in Miami. The group consists of Augusto Egoavil, Christopher Klug, Eulalia Salas, and Laline Concepcion-Veloso.

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Legal Insights

Periodic Filings for Investment Advisers

Periodic Filings for Investment Advisers

Periodic Filings For Investment Advisers by Dan Clausen February 5, 2019 Investment advisers need to file certain periodic reports with the SEC, other federal regulators and/or the adviser’s state regulator. Required filings for individual states can be found online...

SEC proposes higher standard of care for broker-dealers

SEC proposes higher standard of care for broker-dealers

SEC proposes higher standard of care for broker-dealers by Dan Clausen July 26, 2018 In April, the Securities and Exchange Commission (“SEC”) released a proposed set of rules addressing the different standards required of broker-dealers and investment advisers when...

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