by mattstokes9 | Dec 3, 2019 | Blog, firm news, Uncategorized
Chris Klug to Tour China, Conduct Outreach On Behalf Of BurgherGray Back to "Our Headlines" NEW YORK — BurgherGray counsel Christopher Klug will be traveling to China in December to connect with American citizens living in China to discuss some of...
by mattstokes9 | Feb 5, 2019 | Blog, Finance, Investments
Periodic Filings For Investment Advisers by Dan Clausen February 5, 2019 Investment advisers need to file certain periodic reports with the SEC, other federal regulators and/or the adviser’s state regulator. Required filings for individual states can be found online...
by mattstokes9 | Aug 6, 2018 | Blog, Cybersecurity, Data Protection
NYDFS Cybersecurity September 3, 2018 Deadline Approaches – Are You Ready? by Dauna Williams & Arian Jabbary August 10, 2018 September 3, 2018 marks the latest deadline under the New York Department of Financial Services (“NYDFS”) Cybersecurity Regulation 23 NYCRR...
by mattstokes9 | Jul 26, 2018 | Blog, Commercial Law, Corporate Law, Finance, Financial Restructuring
SEC proposes higher standard of care for broker-dealers by Dan Clausen July 26, 2018 In April, the Securities and Exchange Commission (“SEC”) released a proposed set of rules addressing the different standards required of broker-dealers and investment advisers when...
by mattstokes9 | Jul 10, 2018 | Blog, Commercial Law, Corporate Law
The Difference Between Contractors & Employees by Sandra Honegan-Pounder July 11, 2018 As the traditional workplace increasingly becomes a thing of the past, it is more important than ever that companies have a clear understanding of who among their workers...
