Left to right: Sarah Bridges, Sheuvaun Vernon (BurgherGray), Nancy Chambliss (Harrell & Chambliss), Thomas O’Dea, Amy Williams, Sandra Honegan-Pounder (BurgherGray), Rudene Haynes, Gopal Burgher (BurgherGray), Natalie Mariani and Freddy Chang. New York, NY. – June 7,...read more
We are pleased to announce that Dan Clausen has recently joined BurgherGray LLP as Head of Investment Management. Mr. Clausen has a decade of legal experience working in a large corporate law firm as a trusted legal and business advisor. Mr. Clausen will leverage his...read more
At this year's NAMWOLF Business Meeting in San Diego, several BurgherGray attorneys participated as CLE panelists. Sandra Honegan-Pounder and Dauna Williams both spoke on the Transactional Practice Area Committee Cle entitled, "Protect Your Company and the Board From...read more
OCIE issues Risk Alert flagging issues in investment adviser advertisements
By: Dan Clausen
The SEC’s Office of Compliance Inspections and Examinations (“OCIE”) released a Risk Alert in September 2017 pertaining to investment adviser advertisements. Advisers are prohibited by Rule 206(4)-1 of the Advisers Act…
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